Skip to Content
The Glennon Law Firm, P.C. The Glennon Law Firm, P.C.
Call Us Today! 585-294-0303
Top
FINRA Arbitration A Top New York Law Firm

Rochester FINRA Arbitration Lawyers

Turn to an Experienced Attorney at The Glennon Law Firm, P.C.

FINRA – the Financial Industry Regulatory Authority – is the Congress-authorized organization that handles securities and related employment disputes involving investors, brokers, brokerage firms, and customers. Disputes in this field are resolved through the nonjudicial proceedings of mediation or arbitration under special FINRA written rules. FINRA’s job is to ensure that the securities industry provides fair and ethical services and employment.

At The Glennon Law Firm, P.C., we have earned a reputation for successfully resolving FINRA disputes. With a thorough grasp of the laws affecting the securities and financial services industries, and related employment rules for non-compete, non-solicitation, and non-service agreements, we can provide the counsel you need in FINRA arbitration. We represent brokers, Associated Persons, Registered Investment Advisors, brokerage firms, and investors. We offer extensive legal experience in this field along with an outstanding reputation for commitment, diligence, and professionalism.

Contact a Rochester FINRA arbitration attorney at (585) 294-0303 to discuss your case.

Continue Reading Read Less

Stay In The Know

See Related Legalities and Realities® Blog Posts
Available Now! AM I STUCK IN THIS PRACTICE?

A Guide on Non-Compete Agreements for Doctors, Nurses, Dentists, and Other Health Care Providers  and how YOU Can Use This Guide To Make Sure You Have The Freedom When It Comes To Your Career

Click Here for More Information

Tell Us Your Greatest Challenge

Let The Glennon Law Firm Guide You
  • Please enter your first name.
  • Please enter your last name.
  • Please enter your phone number.
    This isn't a valid phone number.
  • Please enter your email address.
    This isn't a valid email address.
  • Please make a selection.
  • Please enter a message.
  • By submitting, you agree to receive text messages from The Glennon Law Firm, P.C. at the number provided, including those related to your inquiry, follow-ups, and review requests, via automated technology. Consent is not a condition of purchase. Msg & data rates may apply. Msg frequency may vary. Reply STOP to cancel or HELP for assistance. Acceptable Use Policy
  • We Focus on Our Client’s Unique Needs & Help to Devise a Unique Plan
  • We Are Consistently Included in the Super Lawyers® List
  • We Are Experienced in Litigating Financial Assets
  • We Are Continuously Included in Best Lawyers® & Best Law Firms®
  • We Provide Tailored Solutions With Discretion for Private Legal Disputes
The Glennon Law Firm, P.C. The Glennon Law Firm, P.C.
Locations
Follow Us